对外贸易经济合作部


关于外商投资举办投资性公司的暂行规定(附英文)
1995年4月4日，外经贸部

为了促进外国投资者来华投资，引进国外先进技术和管理经验，允许外国投资者根据中国有关外国投资的法律、法规及本规定，在中国设立投资性公司（以下简称投资公司）。
第一条 本规定中投资公司系指外国投资者在中国以独资或与中国投资者合资的形式设立的从事直接投资的公司。公司形式为有限责任公司。
第二条 申请设立投资公司应符合下列条件：
（一）1、外国投资者资信良好，拥有举办投资公司所必需的经济实力，申请前一年该投资者的资产总额不低于4亿美元，且该投资者在中国境内已设立了外商投资企业，其实际缴付的注册资本的出资额超过1000万美元，并有三个以上拟投资项目的项目建议书已获得批准，或者：
2、外国投资者资信良好，拥有举办投资公司所必需的经济实力，该投资者在中国境内已设立了10个以上从事生产或基础设施建设的外商投资企业，其实际缴付的注册资本的出资额超过3000万美元；
（二）以合资方式设立投资公司的，中国投资者应为资信良好，拥有举办投资公司所必需的经济实力，其资产总额不低于1亿元人民币；
（三）投资公司的注册资本不低于3000万美元。
第三条 申请设立投资公司，投资者应将下列文件经拟设立投资公司所在地的省、自治区、直辖市、计划单列市外经贸部门审核同意后，报对外贸易经济合作部（以下简称外经贸部）审查批准。
（一）设立合资的投资公司的项目建议书、投资各方签署的可行性研究报告、合同、章程；
设立独资的投资公司外国投资者签署的项目建议书、外资企业申请表、可行性研究报告、章程；
（二）投资各方的资信证明文件、注册登记证明文件（复印件）和法人代表证明文件（复印件）；
（三）外国投资者已投资企业的批准证书（复印件）、营业执照（复印件）和中国注册会计师出具的验资报告（复印件）；
（四）投资各方近三年的资产负债表；
（五）外经贸部要求的其他文件。
上述文件除已注明为复印件的，一律应为正式文件。
非法定代表人签署文件的，应出具法定代表人的委托授权书。
委托依法设立的中介机构代为办理申请手续的，应出具由投资者法定代表人签署的委托授权书。
第四条 外国投资者须以可自由兑换的货币作为投资公司注册资本的出资，中国投资者可以人民币出资。出资应在营业执照签发之日起两年内全部缴清。
第五条 投资公司经批准可以经营以下部分或全部业务：
（一）在国家鼓励和允许外商投资的工业、农业、基础设施、能源等领域进行投资；
（二）投资公司可受其所投资企业的书面委托（经董事会一致通过），向其提供下列服务：
1、协助或代理其所投资的企业从国内外采购该企业自用的机器设备、办公设备和生产所需的原材料、元器件、零部件和在国内外销售其所投资企业生产的产品，并提供售后服务；
2、在外汇管理部门的同意和监督下，在其所投资企业之间平衡外汇；
3、协助其所投资企业招聘人员并提供技术培训、市场开发及咨询；
4、协助其所投资企业寻求贷款及提供担保。
（三）投资公司为其投资者提供咨询服务。
第六条 本规定第五条第二款所述投资公司所投资企业系指：
（一）投资公司直接投资或与其他外国投资者和／或中国投资者共同投资，投资公司或与其他外国投资者的出资占所投资设立企业注册资本25％以上的企业；
（二）投资公司将其投资者或其关联公司及其他外国投资者在中国境内已投资设立的企业的股权部分或全部收购，而使投资公司以及其他外国投资者的出资额占该已设立企业注册资本25％以上的企业。
除经外经贸部特殊批准，投资公司只能为以上所述的其所投资设立的企业提供第五条第二款所规定的服务。
投资公司不能代替其投资者在中国从事贸易中介服务。
第七条 经中国人民银行批准，投资公司可向其所投资设立的企业提供财务支持。
第八条 根据投资公司拟设立的项目性质，按照国家有关外商投资企业经营期限的规定核定投资公司的期限。
第九条 投资公司投资设立企业，按外商投资企业的审批权限及审批程序另行报批。
第十条 投资公司投资设立企业，投资公司或与其他外国投资者的外汇投资比例不低于其所投资设立企业的注册资本的25％的，其所投资的企业享受外商投资企业待遇，发给外商投资企业批准证书和外商投资企业营业执照。
第十一条 符合本规定第二条第（一）款第1项所规定条件的外国投资者可以其全资拥有的子公司的名义出资设立投资公司。
第十二条 申请设立投资公司的投资者须向审批机关出具担保函，保证其所设立的投资公司在中国境内投资时的注册资本的出资和技术转让。
以全资拥有的子公司的名义设立投资公司的，其母公司须向审批机关出具担保函，保证其子公司按审批机关批准的条件完成对其所设立投资公司注册资本的出资并保证该投资公司在中国境内所投资时的注册资本的出资和技术转让。
第十三条 投资公司在中国境内的投资活动不受公司注册地点的限制。
第十四条 投资公司的税收按中国有关法律、法规办理。
第十五条 投资公司应切实履行项目投资计划，并将每一年度的投资情况于下一年度的前三个月内报外经贸部备案。
第十六条 投资公司与其投资设立的企业是彼此独立的法人或实体，其业务往来应按独立企业之间业务往来关系处理。
第十七条 投资公司与其投资设立的企业应遵守中国的法律、法规，不得采用任何手段逃避管理和纳税。
第十八条 台湾、香港和澳门地区的投资者在大陆投资举办投资公司的，准用本规定。
第十九条 本规定由对外贸易经济合作部负责解释。
第二十条 本规定自发布之日起施行。

Provisional Regulations of the Ministry of Foreign Trade and Eco-nomic Cooperation on the Establishment of Investment Companies by ForeignInvestors

(Promulgated on April 4, 1995)

Whole document
Provisional Regulations of the Ministry of Foreign Trade and Economic
Cooperation on the Establishment of Investment Companies by Foreign
Investors
(Promulgated on April 4, 1995)
In order to promote foreign investment in China and to introduce
foreign advanced technology and managerial expertise, foreign investors
are permitted to establish investment companies (hereinafter referred to
as "investment company") in China in accordance with the Chinese laws and
regulations governing foreign investment and these Regulations.
Article 1
For the purpose of these Regulations, the term "Investment Company"
means a company that is engaged in direct investment and established by
foreign investors in China in the form of either a wholly foreign owned
enterprise or an equity joint venture with Chinese investors. The
investment company shall take the form of a limited liability company.
Article 2
To apply for approval to establish an investment company, the
following conditions shall be fulfilled:
(1)
(a) the foreign investor having a good credit and the economic
strength necessary for the establishment of an investment company; the
total amount of the investor's assets during the year preceding the
application being no be less than US $ 400 million, and the investor
having already established foreign-invested enterprise (s) within the
territory of China; and the amount of the investor's actually paid-in
capital contribution to the registered capital thereof exceeding US $ 10
million. Furthermore, more than three project proposals of the investor's
intended investment projects have been approved; or
(b) the foreign investor having a good credit and the economic
strength necessary for the establishment of an investment company; the
investor have already established more than 10 foreign-invested
enterprises in the people's Republic of China which are engaged in
production or infrastructure construction, and the total amount of the
investor's actually paid-in capital contribution to the registered capital
thereof exceeding US $ 30 million.
(2) In case the investment company is to be established in the form of
an Chinese-foreign equity joint venture, the Chinese investor shall have
good creditability and the economic strength necessary for the
establishment of such company, and the total amount of the Chinese
investor's assets shall not be less than RMB100 million. and
(3)the registered capital of the investment company being not be less
than US $ 30 million.
Article 3
To apply for the establishment of an investment company, the investor
shall submit the following documents to the Ministry of Foreign Trade and
Economic Cooperation (hereinafter referred to as "MOFTEC") for examination
and approval after the examination and consent obtained from the foreign
trade and economic cooperation authorities of the related province,
autonomous region, municipalities directly under the Central Government or
the municipalities specifically listed in the State economic plan in which
the investment company is to be located:
(1) If an investment company is to be established in the form of an
equity joint venture: the project proposal for the establishment of the
investment company, and the feasibility study, contract and articles of
association signed jointly by the parties to the investment company; or
If an investment company is to be established in the form of a wholly
foreign-owned enterprise: the project proposal, the wholly foreign-owned
enterprise application form, the feasibility study and articles of
association signed by the foreign investor.
(2) the creditability certificate for each investing party, the
registration certificate (duplicate) and the legal representative
certificate (duplicate);
(3)the approval certificate (s) (duplicate) for the enterprise (s)
already invested by the foreign investor, the business license (s)
(duplicate) and the capital verification report (duplicate) issued by
certified public accountants registered in China;
(4)the balance sheet of each investing party for the previous 3 years;
and
(5)other documents as required by MOFTEC.
All of the aforesaid documents shall be in the original except those
specified as duplicate.
In case the documents are to be signed by a non-legal representative,
a power of attorney issued by the legal representative shall be submitted.
In case the investor entrusts a lawfully established intermediary for
the application formalities, a power of attorney signed by the legal
representative of the investor shall be submitted.
Article 4
The foreign investor shall make its capital contribution to the
registered capital of the investment company in a freely convertible
currency. The Chinese investor may make its capital contribution in
Renminbi. All the capital contribution shall be paid in full within 2
years after the date of issuance of the business license.
Article 5
An investment company, upon approval, may be engaged in part or all
of the following business:
(1)To invest in fields such as industry, agriculture, infrastructure,
energy, etc., to the extent that foreign investment is encouraged or
permitted by the State;
(2)With written entrustment by enterprises with its investment (with
the unanimous approval by the board of directors), an investment company
may provide the following services for such enterprises:
(a)to assist, or act as agent for such enterprises in purchasing
domestically or overseas the machinery, equipment and office appliances
for their own use, and raw materials, components, and parts as being used
by the enterprises for their own production purpose, as well as to
distribute at both domestic and international markets the products
produced by the enterprises with its investment, and to provide
after-sales services;
(b)to balance foreign exchange revenue and expenditure among the
enterprises with its investment with the consent and under the supervision
of the foreign exchange administration authorities;
(c)to assist the enterprises with its investment in the recruitment
and employment of personnel and to provide technical training, market
development and consulting; and
(d) to assist the enterprises with its investment to seek loans and to
provide guarantees. and
(3)An investment company may provide consulting services for its
investors.
Article 6
For the purpose of Item 2, Article 5 of these regulations, enterprises
with investment from the investment company mean:
(1)the enterprises in which an investment company invests directly or
jointly with other foreign investors and/ or Chinese investors, and the
capital contribution of the investment company or of the investment
company together with other foreign investors, accounts for more than
twenty-five per cent of the registered capital of such enterprises already
established; and
(2)the enterprises already established within the territory of China
in which the capital contribution of the investment company and other
foreign investors account for more than twenty-five per cent of the
registered capital of such an enterprise as a result of purchasing part or
all of the shares from its investors, or its affiliated companies or other
foreign investors.
Unless otherwise specifically approved by MOFTEC, an investment
company can only provide services specified in Item 2, Article 5 hereof
for the enterprises with its investment as described above.
An investment company shall not be engaged in intermediary business
service related to trade in China on behalf of its investor(s).
Article 7
Upon the approval by the People's Bank of China, an investment company
may provide financial support for the enterprises with its investment.
Article 8
The term of operation of an investment company shall be examined and
approved in accordance with the relevant state regulations on the term of
operation of foreign-invested enterprises and on the basis of the nature
of the projects intended to be established by the Investment Company.
Article 9
The establishment of an enterprise in which an investment company
invests shall be separately submitted for approval in accordance with the
limits of approval authorization and the approval procedures for the
examination and approval of foreign-invested enterprises.
Article 10
An enterprise established by an investment company whose foreign
exchange investment solely made or together with other foreign investors
is not less than twenty-five per cent of the registered capital of the
enterprise shall enjoy the treatment of a foreign-invested enterprise, and
be issued a foreign-invested enterprise approval certificate and
foreign-invested enterprise business license.
Article 11
A foreign investor, fulfilling the conditions specified in Article 2
Item 1 (a), may contribute capital to and establish an investment company
in the name of its wholly-owned subsidiary.
Article 12
An investor that applies for approval to establish an investment
company shall submit a guarantee letter to the examination and approval
authorities in which it guarantees the capital contribution to the
registered capital and technology transfer by the investment company to
the enterprise(s) to be established when such investment company invests
within the territory of China.
In case an investment company is established in the name of its
wholly-owned subsidiary, the parent company shall provide such a guarantee
letter to the examination and approval authorities in which it guarantees
the capital contribution to the registered capital of the investment
company to be established by its subsidiary in accordance with the
conditions as approved by the examination and approval authorities, as
well as the capital contribution by the investment company to the
registered capital of and the technology transfer to the enterprise (s) to
be established when it invests within the territory of China.
Article 13
The investment activities by an investment company within the
territory of China shall not be limited to the place of its registration.
Article 14
Matters concerning the taxation of an investment company shall be
handled in accordance with the relevant laws and regulations of China.
Article 15
An Investment Company shall actually implement its project investment
plan, and its investment situation of the previous year shall be filed
with MOFTEC within the first 3 months of each year.
Article 16
An investment company and the enterprises established with its
investment shall be legal persons or entities independent of each other.
Their business transactions shall be dealt with as normal business
transaction between independent enterprises.
Article 17
An investment company as well as the enterprises established with its
investment shall abide by the laws and regulations of China, and shall not
escape from being administrated and evade paying taxes by any means.
Article 18
These Regulations are applicable as a measure of reference to
investors from the regions of Taiwan, Hong Kong and Macao carrying out
investment and establishing investment companies in the mainland.
Article 19
The interpretation of these Regulations shall be vested in the
Ministry of Foreign Trade and Economic Cooperation.
Article 20
These Regulations shall be implemented as of the date of their
promulgation.


河北省承德市人民政府


承德市人民政府关于印发承德市建设项目交通影响评价编制管理办法的通知



各县、自治县、区人民政府，开发区管委会，市政府各部门：

《承德市建设项目交通影响评价编制管理办法》已经市政府研究同意，现印发给你们，请遵照执行。


二Ｏ一二年四月九日






承德市建设项目交通影响评价编制管理办法


第一条 为有效配置本市土地与空间资源，促进土地利用与城市交通协调发展，规范本市建设项目交通影响评价编制管理工作，依据《中华人民共和国城乡规划法》、《河北省城乡规划条例》、《建设项目交通影响评价技术标准》等法律法规和技术标准的有关规定，结合本市实际，制定本办法。

第二条 本办法适用于承德市城市空间发展战略规划所确定的城市规划区范围内进行交通影响评价的建设项目。

第三条 市城乡规划行政主管部门负责本市建设项目交通影响评价管理工作。

第四条 交通影响评价必须以经批准的城市总体规划、详细规划、城市空间发展战略规划为依据。

第五条 建设项目交通影响评价在建设项目选址（或国有土地出让地块核发规划条件）阶段或建设项目规划方案报审阶段进行。经评审合格的交通影响评价报告作为核发建设项目选址意见书（或出具规划条件）或审查建设项目规划方案的依据之一。

第六条 符合下列要求的建设项目，应当在建设项目规划方案报审阶段进行交通影响评价。

（一）住宅

1.宿舍、保障性住宅类：老城区新增建筑面积4万平方米以上，其他地段新增建筑面积8万平方米以上；

2.普通住宅、高级公寓、别墅类：老城区新增建筑面积2万平方米以上，其他地段新增建筑面积6万平方米以上；

（二）商业（批发市场除外）、服务业、办公类：老城区新增建筑面积1万平方米以上，其他区域新增建筑面积3万平方米以以上；

（三）场馆与园林、医疗类：新增配建停车位100个以上；

（四）混合类建设项目（建设项目使用功能含两种或两种以上）：总建筑面积或指标达到项目所含建设项目分类中任一类的启动阈值；

（五）市城乡规划行政主管部门认为需要在规划方案报审阶段进行交通影响评价工作的工业类及其他建设项目。

第七条 符合下列要求的建设项目，应当在建设项目选址（或者国有土地出让地块核发规划条件）阶段进行交通影响评价。

（一）建设项目规模达到规划方案阶段启动阈值的3倍及以上的建设项目；

（二）公路客货运场站、铁路客货运场站、民用机场、公共交通枢纽、物流中心、停车泊位大于100个的社会停车场（库）、封闭的城市道路出入口、高速公路（市区段）出入口等重要交通设施；

（三）单独报建的学校类建设项目；

（四）各类批发市场、农贸市场、大型菜市场等建设项目；

（五）市城乡规划行政主管部门认为需要在建设项目选址（或者国有土地出让地块核发规划条件）阶段进行交通影响评价的其它建设项目。

第八条 建设项目交通影响评价范围应符合下列规定：

（一）规划方案报审阶段交通影响评价范围为建设项目相邻城市主干路或快速路围合的范围；

（二）选址或核发规划条件阶段交通影响评价范围为建设项目相邻第二条城市主干路或快速路围合的范围；

（三）当按照本办法第八条第1、2款规定的交通影响评价范围附近存在比较明显的交通瓶颈或交通敏感区域时，应适当扩大评价范围，把交通瓶颈和交通敏感区域纳入评价范围。

第九条 建设项目交通影响评价年限为建设项目正常使用初年和总体规划目标年。

第十条 交通影响评价时段与评价日应符合下列规定：

（一）当建设项目新生成交通需求的高峰时段与背景交通高峰时段基本重合时，建设项目新生成交通需求的高峰时段应为交通影响评价时段。当二者不重合时，建设项目新生成交通需求的高峰时段与背景交通高峰时段均为交通影响评价时段；

（二）按照工作日、非工作日分别叠加评价时段的建设项目新生成交通需求，对交通系统最不利日作为交通影响评价日。当难以判断时，应对工作日和非工作日分别评价。

第十一条 建设项目交通影响评价报告应包含以下内容：

（一）建设项目概况；

（二）评价范围与年限；

（三）评价范围现状与规划情况，主要包括评价范围内土地利用与交通发展情况等；

（四）现状交通分析：

1.交通调查方案说明；

2.现状交通运行状况评价。主要对评价范围内各种交通方式的交通流特征、交通设施、交通管理政策及措施进行说明，对评价范围内的现状道路、公共交通、自行车、行人和停车等交通系统的管理措施、供需和运行状况进行分析，提出现状交通系统存在的问题。

（五）交通需求预测：

对各评价年限、各评价时段的背景交通和项目新生成交通进行预测，分析评价范围内交通系统的交通量分布和运行特征。

（六）交通影响程度评价：

1.评价范围内主要交通问题分析。根据交通系统供需分析和交通影响程度评价，提出评价范围内交通系统存在的主要交通问题；

2.评价建设项目新生成交通需求对评价范围内交通系统运行的影响程度。评价对象包括范围内各种交通系统，包括机动车、公共交通、停车、自行车和行人等；

（七）交通系统改善措施与评价：

1.建设项目内部进行交通设施优化，改善出入口布局与组织。主要内容包括根据出入口与外部交通的衔接状况，提出出入口数量、大小、位置以及交通组织的改善建议，优化建设项目内部道路与停车布局；

2.评价范围内进行科学、合理、可实施、符合城市客观发展需要及空间布局要求的交通系统改善。主要内容包括：各交通方式的交通组织优化，道路网络改善和道路改造措施，出入口和交叉口的渠化以及信号改善措施，公共交通系统改善，自行车、行人和无障碍交通系统改善，停车设施改善等；

3.改善措施评价。

（八）结论及建议：

1.评价结论。明确项目建成对评价范围内交通系统的影响程度，明确交通改善后建设项目交通影响可否接受。交通影响程度为不可接受的建设项目，应对其选址、报审方案提出调整建议；

2.明确必要性措施。提出保证建设项目交通影响可接受的前提条件，对评价范围内交通系统影响为显著影响的建设项目，应明确必要性措施；

3.明确建议性措施。主要包括对建设项目内部或评价范围内交通系统推荐采取的措施与方法。

第十二条 交通影响评价采用的基础资料应完整，准确，有效，交通需求分析、交通影响程度评价、交通改善措施与评价采用的标准应符合《建设项目交通影响评价技术标准（CJJ/T141-2010）》要求。采用虚假数据，进行虚假预测、虚假评价的交通影响评价报告编制单位，须承担相应法律责任。

第十三条 承担交通影响评价编制任务的单位，必须具备专业交通咨询资质或乙级以上（含乙级）城市规划设计资质。其中承担方案报审阶段交通影响评价编制任务的单位，其资质不得低于相应规划方案编制单位的资质；规划方案编制单位不得承担相应方案报审阶段交通影响评价编制任务。

第十四条 城乡规划行政主管部门应当组织专家、相关专业部门对交通影响评价报告进行评审，经过评审，认为不符合要求的，城乡规划行政主管部门应当要求申报单位重新修正、完善评价报告。经专家、相关部门审查认为交通影响评价报告提出的必要性改善措施不科学合理，不符合城市客观发展需要及空间布局要求，专家及专业部门应提出对选址、报审方案进行调整。

第十五条 建设项目选址阶段交通影响评价费用由申报建设项目选址的建设单位负责；国有土地出让地块核发规划条件阶段交通影响评价费用由取得土地使用权的建设单位负责；建设项目规划方案报审阶段交通影响评价费用由报审建设项目规划方案的建设单位负责。

第十六条 建设项目交通影响评价工作除应遵守本管理办法外，还应符合现行相关法律法规、技术规范和标准的规定。

第十七条 本办法由承德市城乡规划局负责解释。

第十八条 本办法自公布之日起实行。